WebApr 22, 2007 · Comments on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies [Release Nos. … WebAug 18, 2024 · USA August 18 2024. SIFMA urged the New York State Department of Financial Services ("NYDFS") to consider changes to its "prescriptive" pre-proposal to …
IRS Cannot Assess Penalty Against Taxpayer Owning Foreign …
WebFeb 14, 2024 · As part of the financial services industry’s deep commitment to improving cybersecurity, SIFMA today issued the second edition of its Insider Threat Best Practices … WebOct 4, 2024 · EMIR 3.0, cyber resilience top discussions at FIA Forum Stockholm CONTINUE READING. People news – March/April 2024 ... FIA-SIFMA AMG Webinars All Events. Brussels. Office 621 Square de Meeûs 37 1000 Brussels +32 2.791.7571. London. Level 28 One Canada Square Canary Wharf London E14 5AB chinv industrial and trade co ltd
Via Federal eRulemaking Portal
WebJan 2, 2024 · Insider cyber threats have become security remains a threat as well. In August 2024, the Securities and Exchange Commission (“SEC”) announced insider trading charges against seven individuals who gained access to confidential merger and acquisition data through a technology consultant’s misuse of an investment bank’s new computer system. WebApr 10, 2024 · The 2024 Securities Industry and Financial Markets Association’s (SIFMA) Compliance & Legal Annual Seminar, as usual, was well attended by compliance and legal professionals, including... WebApr 22, 2016 · 1 SIFMA AMG’s members represent U.S. asset management firms whose combined global assets under management exceed $34 trillion. The clients of SIFMA AMG member firms include, among others, tens of millions of individual investors, registered investment companies, endowments, public and private pension grant applications non profit organizations